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Records of the Three Kingdoms

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The Records of the Three Kingdoms is a Chinese official history written by Chen Shou in the late 3rd century CE, covering the end of the Han dynasty ( c.  184  – 220 CE) and the subsequent Three Kingdoms period (220–280 CE). It is regarded as to be the authoritative source text for these periods. Compiled following the reunification of China under the Jin dynasty (266–420) , the work chronicles the political, social, and military events within rival states Cao Wei , Shu Han and Eastern Wu into a single text organized by individual biography.

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107-471: The Records are the primary source of information for the 14th-century historical novel Romance of the Three Kingdoms , considered to be one of the four classic novels emblematic of written vernacular Chinese . While large subsections of the work have been selected and translated into English, the entire corpus has yet to receive an unabridged English translation. The Book of Han and Records of

214-522: A brain tumour in Luoyang. His son and successor, Cao Pi , forced Emperor Xian to abdicate the throne to him and established the state of Cao Wei to replace the Han dynasty. About a year later, Liu Bei declared himself emperor and founded the state of Shu Han as a continuation of the Han dynasty. While Liu Bei was planning to avenge Guan Yu, Zhang Fei was assassinated in his sleep by his subordinates. As Liu Bei led

321-578: A calamitous defeat on Liu Bei at the Battle of Yiling . Lu Xun initially pursued Liu Bei during his retreat, but gave up after getting trapped inside and barely escaping from Zhuge Liang's Stone Sentinel Maze . Liu Bei died in Baidicheng from illness a few months later. On his deathbed, Liu Bei granted Zhuge Liang permission to take the throne if his son and successor, Liu Shan , proved to be an inept ruler. Zhuge Liang firmly refused and swore to remain faithful to

428-707: A capable and charismatic ruler. With assistance from Zhou Yu , Zhang Zhao and others, Sun Quan found hidden talents such as Lu Su to serve him, built up his military forces, and maintained stability in Jiangdong. Liu Bei and his oath brothers Guan Yu and Zhang Fei swore allegiance to the Han Empire in the Oath of the Peach Garden and pledged to do their best for the people. However, their ambitions were not realised as they did not receive due recognition for helping to suppress

535-469: A coalition and launched a punitive campaign against Dong Zhuo . After Dong Zhuo lost the battles of Sishui Pass and Hulao Pass , he forced the citizens of Luoyang to relocate to Chang'an with him and burnt down Luoyang. The coalition ultimately broke up due to indecisive leadership and conflicting interests among its members. Meanwhile, in Chang'an, Dong Zhuo was betrayed and murdered by his foster son Lü Bu in

642-480: A costly move of the capital from Jianye to Wuchang . He also started executing officials who showed disapproval of his wasteful ways regularly. The only major official who was able to speak freely without consequences was Lu Kai , a nephew of Lu Xun and one of the chancellors serving in tandem with Wan Yu , because of the great respect the people had for Lu Kai. In 266, the Jin dynasty , which newly established itself as

749-447: A diplomatic mission to Jiangdong to meet Sun Quan and discuss forming a Sun–Liu alliance to counter Cao Cao. Although Sun Quan was initially hesitant due to many of his followers advising him to surrender to Cao Cao, he ultimately made up his mind to ally with Liu Bei, placing Zhou Yu in command of his forces to prepare for the upcoming war. Zhuge Liang temporarily remained in Jiangdong to assist Zhou Yu, who sensed that Zhuge Liang posed

856-510: A dispute over the maiden Diaochan as part of a plot orchestrated by the minister Wang Yun . In the meantime, the Han Empire was already disintegrating into civil war as warlords fought for territories and power. Sun Jian found the Imperial Seal in the ruins of Luoyang and secretly kept it for himself. When Yuan Shao confronted him, he refused to hand over the Imperial Seal and left, but

963-638: A full translation of fascicle 29. Rafe de Crespigny , in addition to his translation of Sun Jian's biography (Fascicle 46), also translated excerpts of the Records of the Three Kingdoms in his translation of the Zizhi Tongjian that deals with the last years of the Han dynasty, as does Achilles Fang , who translated the Zizhi Tongjian fascicles that deal with the Three Kingdoms period proper. The Zizhi Tongjian fascicles in question draw heavily from Records of

1070-497: A future threat to his lord. Zhou Yu attempted to outwit and kill Zhuge Liang, but failed and had no choice but to cooperate with the latter. The Sun–Liu forces scored a decisive victory over Cao Cao at the Battle of Red Cliffs . Sun Quan and Liu Bei started vying for control of southern Jing Province after their victory, but Liu Bei won and took over the territories from Cao Cao's general Cao Ren . Sun Quan, unhappy over having gained nothing, sent messengers to ask Liu Bei to "return"

1177-487: A group of influential court eunuchs, feared that He Jin was growing too powerful, so they lured him into the palace and assassinated him. In revenge, He Jin's followers broke into the palace and indiscriminately slaughtered any person who looked like a eunuch. In the ensuing chaos, Emperor Shao and his younger half-brother, the Prince of Chenliu , disappeared from the palace. The missing emperor and prince were found by soldiers of

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1284-450: A large army to avenge Guan Yu and retake Jing Province, Sun Quan attempted to appease him by offering to return him the territories in southern Jing Province. Liu Bei's subjects urged him to accept Sun Quan's offer but Liu Bei insisted on avenging his oath brother. After initial victories against Sun Quan's forces, a series of strategic mistakes resulted in Sun Quan's general Lu Xun inflicting

1391-417: A note or even offer a correction. In regard to historical events and figures, as well as Chen Shou's original text, he added his own commentary. Crucially, he cited his sources in almost every case. The Records of the Three Kingdoms was the main source of inspiration for the 14th century Romance of the Three Kingdoms , one of the four great Classic Chinese Novels . As such the records is considered one of

1498-490: A rebellion by former Yellow Turbans, and consolidating power in the central government, Cao Cao turned his attention north to Yuan Shao, who had recently eliminated Gongsun Zan and now controlled most of northern China. Yuan Shao amassed a large army and camped along the northern bank of the Yellow River. In the summer of 200, after months of preparations, Cao Cao and Yuan Shao clashed at the Battle of Guandu . Although Cao Cao

1605-648: A rich tapestry of personalities. Luo Guanzhong's version in 24 volumes, known as the Sanguozhi Tongsu Yanyi , is now held in the Shanghai Library in China, Tenri Central Library in Japan, and several other major libraries. Various 10-volume, 12-volume and 20-volume recensions of Luo's text, made between 1522 and 1690, are also held at libraries around the world. However, the standard text familiar to general readers

1712-497: A seat for your imperial majesty in Jianye." When the Jin official Jia Chong , seeking to humiliate Sun Hao, asked, "I heard that you had such cruel punishments as poking out people's eyes and peeling the facial skin off people. What kind of punishment is this?" Sun Hao replied, "If a subordinate planned to murder his emperor or was treacherous, I would use those punishments on him." Jia Chong, who

1819-452: A single work. Pei collected other records to add information he felt should be added. He provided detailed explanations to some of the geography and other elements mentioned in the original. He also included multiple accounts of the same events. Sometimes, the accounts he added contradicted each other, but he included them anyway since he could not decide which version was the correct one. If Pei added something that sounded wrong, he would make

1926-461: A small city, and Guan Yu temporarily served under Cao Cao and helped him slay two of Yuan Shao's generals in battle. The three oath brothers were eventually reunited and managed to establish a new base in Runan , but they were defeated by Cao Cao's forces again so they retreated south to Jing Province , where they took shelter under the governor Liu Biao . After pacifying the nearby provinces, suppressing

2033-687: A southern campaign against the Nanman, defeated them seven times, and won the allegiance of the Nanman king Meng Huo . After pacifying the south, Zhuge Liang led the Shu army on five military expeditions to attack Wei as part of his mission to restore the Han dynasty. Each time, as Zhuge Liang was on the verge of success, he was recalled due to various unfortunate circumstances, such as Liu Shan listening to rumours spread by eunuchs. Moreover, his days were numbered because he had been suffering from chronic illness and his condition worsened under stress. He died of illness at

2140-438: A southern campaign to eliminate Liu Bei and Sun Quan. By then, Liu Biao had died and his younger son Liu Cong decided to surrender control of Jing Province to Cao Cao. In 208, although Liu Bei managed to repel two attacks by Cao Cao at Xinye, he was eventually forced to flee due to the overwhelming strength of the enemy forces. Cao Cao and his cavalry caught up with Liu Bei and his forces at Changban and defeated them. During

2247-426: Is "the nature of human ambition", to which Moody adds the relationship between politics and morality, specifically the conflict between the idealism of Confucian political thought and the harsh realism of Legalism , as a related theme. Other dominant themes of the novel include: the rise and fall of the ideal liege (Liu Bei); finding the ideal minister (Zhuge Liang); the conflict between the ideal liege (Liu Bei) and

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2354-686: Is a 14th-century historical novel attributed to Luo Guanzhong . It is set in the turbulent years towards the end of the Han dynasty and the Three Kingdoms period in Chinese history , starting in 184 AD and ending with the reunification of the land in 280 by the Western Jin . The novel is based primarily on the Records of the Three Kingdoms , written by Chen Shou in the 3rd century. The story – part historical and part fictional – romanticises and dramatises

2461-502: Is a recension by Mao Lun and his son Mao Zonggang . In the 1660s, during the reign of the Kangxi Emperor in the Qing dynasty , Mao Lun and Mao Zonggang significantly edited the text, fitting it into 120 chapters, and abbreviating the title to Sanguozhi Yanyi . The text was reduced from 900,000 to 750,000 characters; significant editing was done for narrative flow; use of third-party poems

2568-613: Is arguably the most widely read historical novel in late imperial and modern China. Herbert Giles stated that among the Chinese themselves, this is regarded as the greatest of all their novels. Stories about the heroes of the Three Kingdoms were the basis of entertainment dating back to the Sui and Tang dynasty (6th–10th centuries). By the Song dynasty (10th–13th centuries), there were several records of professional oral storytellers who specialized in

2675-493: Is organised in the form of one or more biographies. The author Chen Shou was born in present-day Nanchong , Sichuan , then in the state of Shu Han . After the Conquest of Shu by Wei in 263, he became an official historian under the government of the Jin dynasty , and created a history of the Three Kingdoms period. After the Conquest of Wu by Jin in 280, his work received the acclaim of senior minister Zhang Hua . Prior to

2782-813: The Battle of Wuzhang Plains while leading a stalemate battle against the Wei general Sima Yi . The long years of battle between Shu and Wei saw many changes in the ruling Cao family in Wei. The influence of the Caos weakened after Cao Rui 's death and state power eventually fell into the hands of the regent Sima Yi and subsequently to his sons, Sima Shi and Sima Zhao . In Shu, Jiang Wei inherited Zhuge Liang's legacy and continued to lead another nine campaigns against Wei for three decades, but ultimately failed to achieve any significant success. The Shu emperor Liu Shan also turned out to be an incompetent ruler who trusted corrupt officials. Shu gradually declined under Liu Shan's rule and

2889-565: The Hanzhong Campaign and capturing Hanzhong Commandery. At the same time, Emperor Xian awarded Cao Cao the title of a vassal king – King of Wei – while Sun Quan was known as the Duke of Wu. In eastern China, Sun Quan and Cao Cao's forces fought in various battles along the Yangtze River , including the battles of Hefei and Ruxu , but neither side managed to gain a significant advantage over

2996-462: The Records of the Three Kingdoms . However, since the state of Shu lacked an official history bureau, the Book of Shu in the Records was composed by Chen Shou himself based on his earlier personal notes about events in Shu and other primary sources he collected, such as his previously compiled writings of Zhuge Liang . The Records of the Three Kingdoms used the year 220 CE—when the last emperor of

3103-477: The Romance that could be dated with certainty in any language. Sun Hao Sun Hao (242 – January or February 284), courtesy name Yuanzong , originally named Sun Pengzu with the courtesy name Haozong , was the fourth and last emperor of the state of Eastern Wu during the Three Kingdoms period of China. He was a son of Sun He , a one-time heir apparent of the founding emperor Sun Quan . He ascended

3210-500: The Romance of the Three Kingdoms has been retold in numerous forms including television series, manga and video games. The Jurchen chieftain Nurhaci was an avid reader of the Romance of the Three Kingdoms and Water Margin , learning all he knew about Chinese military and political strategies from them. Thus, when his descendants founded the Qing dynasty and became the rulers of China,

3317-404: The Romance of the Three Kingdoms , though the Romance also includes a number of characters and stories that are fictional. However, most of the historical facts were drawn from Chen's Records . The Records of the Three Kingdoms has not been fully translated into English. William Gordon Crowell alludes to a project to translate Chen Shou's work with Pei Songzhi's commentary in full, but it

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3424-486: The Yellow Turban Rebellion and participating in the campaign against Dong Zhuo . After Liu Bei succeeded Tao Qian as the governor of Xu Province , he offered shelter to Lü Bu , who had just been defeated by Cao Cao. However, Lü Bu betrayed his host, seized control of the province and attacked Liu Bei. After combining forces with Cao Cao to defeat Lü Bu at the Battle of Xiapi , Liu Bei followed Cao Cao back to

3531-434: The "breakdown of order" at the end of the Han dynasty to "the improper exercise of imperial authority, the destabilisation influence of special-interest groups (eunuchs, imperial clansmen), the problem of factional and individual idealism carried to the point of civil strife-all of which eventually surface in the body of the narrative." He goes on to say, the "overlapping claims to legitimacy and multiple spheres of power," give

3638-445: The 3rd century. The Records of the Three Kingdoms covered events ranging from the Yellow Turban Rebellion in 184 to the unification of the Three Kingdoms under the Jin dynasty in 280. The novel also includes material from Tang dynasty poetic works, Yuan dynasty operas and his own personal interpretation of elements such as virtue and legitimacy. The author combined this historical knowledge with his own storytelling skills to create

3745-495: The Han dynasty was forced to abdicate to Cao Pi—as the year in which the Wei dynasty was established. The Records refer to the rulers of Wei as 'Emperors' and those of Shu and Wu as 'Lords' or by their personal names. Due to the biographical rather than primarily annalistic arrangement of the work, assigning dates to the historical content is both imprecise and non-trivial. Certain fascicles contain background information about their subjects' forebears which date back centuries before

3852-623: The Jin dynasty . The fall of Wu marked the end of the near century-long era of civil strife historically known as the Three Kingdoms period. The novel draws from Chen Shou 's Records of the Three Kingdoms as the main historical source. Other major influences include Liu Yiqing's A New Account of the Tales of the World ( Shishuo Xinyu ), published in 430, and the Sanguozhi Pinghua , a chronological collection of eighty fictional sketches starting with

3959-467: The Jin dynasty and unite China. Sun Hao's superstitious nature became even more aroused and he spent all of his efforts on plans to conquer the Jin dynasty. In 279, after Sima Yan accepted the advice of Wang Jun and Du Yu , the Jin dynasty finally launched a major attack aiming to conquer Eastern Wu. The attack was in six prongs: with the forces led by Sima Yan's uncle, Sima Zhou ; Wang Hun ( 王渾 ); Wang Rong ; Hu Fen ( 胡奮 ); Du; and Wang Jun, with

4066-408: The Jin dynasty in earnest — although, to his credit, he put his general Tao Huang in charge of Jiao Province and Tao Huang managed the province effectively; the province would not rebel again for the duration of Sun Hao's reign. In 272, Wang Jun , the Jin governor of Yi Province , with Sima Yan 's support began building a massive fleet with the plan to eventually use the fleet in conquering Wu. As

4173-452: The Jin dynasty, both the states of Cao Wei and Wu has already composed their own official histories: the Book of Wei by Wang Chen , Xun Yi , and Ruan Ji ; and the Book of Wu by Wei Zhao , Hua He , Xue Ying , Zhou Zhao ( 周昭 ), and Liang Guang ( 梁廣 ). Additionally, Yu Huan had completed his privately compiled history of Wei, the Weilüe . Chen Shou used these texts as the foundation of

4280-655: The Maos in their substantially revised edition of 1679. None of the earlier editions contained this phrase. In addition, Mao also added Yang Shen 's The Immortals by the River as the famous introductory poem (which began with "The gushing waters of the Yangzi River pour and disappear into the East", 滾滾長江東逝水 ) to the novel. The earlier editions, moreover, spend less time on the process of division, which they found painful, and far more time on

4387-532: The Three Kingdoms is acclaimed as one of the Four Great Classical Novels of Chinese literature ; it has a total of 800,000 words and nearly a thousand dramatic characters (mostly historical) in 120 chapters. The novel is among the most beloved works of literature in East Asia , and its literary influence in the region has been compared to that of the works of Shakespeare on English literature . It

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4494-710: The Three Kingdoms join the original Han-era universal history Records of the Grand Historian to constitute the first three entries in the Twenty-Four Histories canon, with each work cementing the new genre's literary and historiographical qualities as established by Sima Qian . The Records of the Three Kingdoms consist of 65 fascicles divided into three books—one per eponymous kingdom—totaling around 360,000 Chinese characters in length. The Book of Wei , Book of Shu , and Book of Wu receive 30 fascicles, 15 fascicles, and 20 fascicles respectively. Each fascicle

4601-509: The Three Kingdoms . Further excerpts of the Records can be found in various sourcebooks dealing with East Asian history. Below is a table containing the known English translations of the Records of the Three Kingdoms that have been published in academia: Romance of the Three Kingdoms Romance of the Three Kingdoms ( traditional Chinese : 三國演義 ; simplified Chinese : 三国演义 ; pinyin : Sānguó Yǎnyì )

4708-421: The Three Kingdoms hero cycles. The earliest written work to combine these stories was a pinghua named Sanguozhi Pinghua published sometime between 1321 and 1323. Romance of the Three Kingdoms is traditionally attributed to Luo Guanzhong , a playwright who lived sometime between 1315 and 1400 (late Yuan to early Ming period) known for compiling historical plays in styles which were prevalent during

4815-477: The Three Kingdoms period, creating "believable" situations and characters, even if they are not historically accurate. Romance of the Three Kingdoms , like the dramas and folk stories of its day, features Liu Bei and his associates as the protagonists; hence the depiction of the people in Shu Han was glorified. The antagonists, Cao Cao, Sun Quan and their followers, on the other hand, were often denigrated. This suited

4922-494: The Three Kingdoms period. Sun Hao is also known by other titles: Marquis of Wucheng ( 烏程侯 ), which he held before he became emperor; Marquis Guiming (歸命侯; literally "the Marquis who resigns to his fate"), the title given to him by the Jin dynasty after his surrender; Later Lord of Wu ( 吳後主 ) and Last Emperor of Wu ( 吳末帝 ), which were used by historians to refer to him. Sun Hao was born in 243 as Sun He 's eldest son. Sun He

5029-478: The Yuan period. It was first printed in 1522 as Sanguozhi Tongsu Yanyi ( 三國志通俗演義 ; 三国志通俗演义 ) in an edition which bore a preface dated 1494. The text may well have circulated before either date in handwritten manuscripts. Regardless of when it was written or whether Luo was the writer, the author made use of several available historical records, primarily the Records of the Three Kingdoms compiled by Chen Shou in

5136-514: The battle, Liu Bei's generals Zhao Yun and Zhang Fei displayed heroics: the former fought his way through enemy lines to rescue Liu Bei's infant son Liu Shan and deliver him safely back to his father; the latter single-handedly held off enemy forces at a bridge by intimidating and staring them down. Liu Bei and his forces managed to rendezvous with Guan Yu , who had left earlier to seek help from Liu Biao's elder son Liu Qi , and they retreated to Xiakou . In 208, Liu Bei dispatched Zhuge Liang on

5243-515: The book was one of the first Chinese books to be translated into their Manchu language along with military manuals. Indeed, it is one of only two Chinese novels that had a Manchu translation put into print during the Qing dynasty (the other being Jin Ping Mei ). A Manchu translation of the Romance , known in Manchu as Ilan gurun-i bithe ( ᡳᠯᠠᠨ ᡤᡠᡵᡠᠨ ᡳ ᠪᡳᡨᡥᡝ ), was first attempted in 1631 by

5350-539: The chance to also commit suicide, Consort He refused stating that if she died as well no one would be left to care for Sun He's sons, thus she raised Sun Hao and his three brothers born to other consorts — Sun De ( 孫德 ), Sun Qian ( 孫謙 ), and Sun Jun (孫俊, not the same person as the regent). After Sun Liang was deposed by Sun Jun's cousin and successor Sun Chen in 258, Sun Xiu , another son of Sun Quan, became emperor. On 10 December 258, Sun Xiu created Sun Hao and his brothers, Sun De and Sun Qian, marquises. Sun Hao's title

5457-481: The common people for his personal gain. During this time, there were two attempts on his life: the first was by a military officer Wu Fu ( 伍孚 ), who failed and died a gruesome death; the second was by Cao Cao , who was also unsuccessful but managed to escape. Cao Cao fled from Luoyang, returned to his home commandery , and sent out a fake imperial edict to various warlords, calling them to rise up against Dong Zhuo. Under Yuan Shao 's leadership, eighteen warlords formed

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5564-403: The consummate villain (Cao Cao); and the cruelties and injustice of feudal or dynastic government. The opening lines of the novel, "The empire, long divided, must unite; long united, must divide. Thus it has ever been", added by Mao Lun and Mao Zonggang in their recension, epitomise the tragic theme of the novel. One recent critic notes that the novel takes political and moral stands and lets

5671-723: The death of Sun Hao in 284. One abstract regarding the chronology is translated as follows: In the 24th year (of Jian'an), the Former Lord became the King of Hanzhong, and he appointed (Guan) Yu as the General of the Vanguard. In the same year, (Guan) Yu led his men to attack Cao Ren at Fan. Lord Cao sent Yu Jin to aid (Cao) Ren. In autumn, great rains caused the Han River to flood. (Yu) Jin and all seven armies he oversaw were inundated. During

5778-474: The earliest extant native record being the Kojiki of 712. The text forms the foundation on which the 14th-century novel Romance of the Three Kingdoms by Luo Guanzhong is based. In addition, Chen Shou's literary style and vivid portrayal of characters have been a source of influence for the novel. The Records include biographies of historical figures such as Cao Cao and Guan Yu who feature prominently in

5885-455: The emergence of written vernacular during the Ming period, as part of the so-called "Four Masterworks" ( si da qishu ). Romance of the Three Kingdoms recorded stories of a Buddhist monk called Pujing (普净), who was a friend of Guan Yu . Pujing made his first appearance during Guan's arduous journey of crossing five passes and slaying six generals, in which he warned Guan of an assassination plot. As

5992-399: The eminent scholar Dahai ( 達海 ; 1595–1632), but he died the following year before it could be finished. A complete translation based on the 1522 edition of the novel was done in 1647 and published in 1650 by a team of high-ranking officials including Kicungge ( 祁充格 ; d. 1651) and Fan Wencheng (1597–1666), commissioned by the prince-regent Dorgon . This is the first translation of

6099-797: The end of 207, after a victorious campaign beyond the frontier against the Wuhuan , Cao Cao achieved complete dominance of northern China. The territories in central and northern China which came under Cao Cao's control became the foundation of the state of Cao Wei , which would later be established by Cao Cao's son and successor Cao Pi . In the meantime, Liu Biao had put Liu Bei in charge of Xinye . During this time, Liu Bei visited Zhuge Liang thrice and recruited him. Acting on Zhuge Liang's advice, Liu Bei built up his forces in preparation for war against Cao Cao. Following his unification of central and northern China under his control, Cao Cao, having been appointed Imperial Chancellor by Emperor Xian, led his forces on

6206-584: The fifth century, the Liu Song dynasty historian Pei Songzhi (372–451) extensively annotated Chen Shou's Records of the Three Kingdoms using a variety of other sources, augmenting the text to twice the length of the original. This work, completed in 429, became one of the official histories of the Three Kingdoms period, under the title Sanguozhi zhu (三国志注 zhu meaning "notes"). Bibliographical records indicate that up until Pei's own Liu Song dynasty, Chen Shou's three books had circulated individually rather than as

6313-495: The imperial capital, Xu, where Emperor Xian honoured him as his "Imperial Uncle" upon learning that he was also a descendant of the imperial clan. When Cao Cao showed signs that he wanted to usurp the throne, Emperor Xian wrote a secret decree in blood to his father-in-law, Dong Cheng , and ordered him to get rid of Cao Cao. Dong Cheng secretly contacted Liu Bei, Ma Teng and others, and they planned to assassinate Cao Cao. However, their plans were leaked, and Cao Cao had Dong Cheng and

6420-481: The largest forces under Wang Hun and Wang Jun's command. Each of the Jin forces advanced quickly and captured the border cities that they were targeting with Wang Jun's fleet heading east down the Yangtze and clearing the river of Wu fleets. The Wu imperial chancellor Zhang Ti made a last-ditch attempt to defeat Wang Hun's force, but was defeated and killed. Wang Hun, Wang Jun, and Sima Zhou each headed for Jianye. Sun Hao

6527-502: The lives of feudal lords and their retainers, who tried to supplant the dwindling Han dynasty or restore it. While the novel follows hundreds of characters, the focus is mainly on the three power blocs that emerged from the remnants of the Han dynasty, and would eventually form the three states of Cao Wei , Shu Han , and Eastern Wu . The novel deals with the plots, personal and military battles, intrigues, and struggles of these states to achieve dominance for almost 100 years. Romance of

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6634-423: The main record. For example, the biography of Liu Yan begins with discussing his ancestor Liu Yu 's enfeoffment at Jingling (present-day Tianmen , Hubei ) in around 85 CE. The first event to receive detailed description throughout the work is the Yellow Turban Rebellion in 184. Many biographies make passing mention of the event, but more concrete information such as correspondence and troop movements during

6741-421: The meantime, the common people suffered, and the Yellow Turban Rebellion (led by Zhang Jiao and his brothers) eventually broke out during the reign of Emperor Ling . The rebellion was barely suppressed by imperial forces commanded by the general He Jin . Shortly after Emperor Ling's death, He Jin installed the young Emperor Shao on the throne and took control of the central government. The Ten Attendants ,

6848-441: The middle of winter, Sun Hao personally launched a major attack against the Jin dynasty and he brought his mother Empress Dowager He, his wife Empress Teng, and thousands of women in his harem along which necessitated heavy labour – from soldiers to drag their wagons – causing the soldiers to murmur about possible defection. Only after Sun Hao heard this possibility did he make the decision to withdraw and return to Jianye. Wan Yu and

6955-467: The most influential historical and cultural texts in Chinese history. In addition, the records provide one of the earliest accounts of Korea and Japan. Chen's Records set the standard for how Korea and Japan would write their official histories as well. Chen's Records is the chronologically final text of the "Four Histories" ( 四史 ), which together influenced and served as a model for Korean and Japanese official histories. The Records are important to

7062-457: The new imperial capital in Xu , and became the new head of the central government. He also defeated rival warlords such as Lü Bu , Yuan Shu and Zhang Xiu in a series of wars and gained control over much of central China. Meanwhile, Sun Jian was killed in an ambush by Liu Biao's forces. His eldest son, Sun Ce , delivered the Imperial Seal as a tribute to the warlord Yuan Shu , a rising pretender to

7169-408: The novel a "sense of epic greatness" with its "combination of grandeur and futility." Besides the famous Peach Garden Oath, many Chinese proverbs in use today are derived from the novel: It means that wives and children, like clothing, are replaceable if lost but the same does not hold true for one's brothers (or friends). The writing style adopted by Romance of the Three Kingdoms was part of

7276-501: The novel was written in the Ming dynasty , more than 1,000 years after the era, these stories showed that Buddhism had long been a significant ingredient of the mainstream culture and may not be historically accurate. Luo Guanzhong preserved these descriptions from earlier versions of the novel to support his portrait of Guan as a faithful man of virtue. Guan has since then been respectfully addressed as "Lord Guan" or Guan Gong . The story of

7383-481: The other. Meanwhile, Sun Quan plotted to take Jing Province after growing tired of Liu Bei's repeated refusals to hand over the territories. He secretly made peace and allied with Cao Cao against Liu Bei. While Guan Yu, who guarded Liu Bei's territories in Jing Province, was away attacking Cao Ren at the Battle of Fancheng , Sun Quan sent his general Lü Meng to launch a stealth invasion on Jing Province . Guan Yu

7490-442: The others arrested and executed along with their families . Liu Bei had already left the imperial capital when the plot was exposed, and he moved on to seize control of Xu Province from Che Zhou , the new governor appointed by Cao Cao. In retaliation, Cao Cao attacked Xu Province and defeated Liu Bei, causing him to be separated from his oath brothers. While Liu Bei briefly joined Yuan Shao after his defeat, Zhang Fei took control of

7597-412: The palace, where he pointed and entrusted his son, crown prince Sun Wan, to Puyang Xing. Sun Xiu died soon thereafter, on 3 September 264. However, Puyang Xing did not follow Sun Xiu's wishes. Rather, after consulting with general Zhang Bu , they believed that the people were, in light of the recent fall of their ally state Shu Han in 263, yearning for a mature emperor. (It is not known how old Sun Wan

7704-472: The peach garden oath and ending with Zhuge Liang's death. Some 50 or 60 Yuan and early Ming plays about the Three Kingdoms are known to have existed, and their material is almost entirely fictional, based on thin threads of actual history. The novel is thus a return to greater emphasis on history, compared to these dramas. The novel also shifted towards better acknowledgement of southern China's historical importance, while still portraying some prejudice against

7811-421: The point of war. Following Zhuge Liang's Longzhong Plan , Liu Bei led his forces westward into Yi Province and seized control of the territories from the governor Liu Zhang . By then, Liu Bei ruled over a vast stretch of land from Yi Province to southern Jing Province; these territories served as the foundation of the state of Shu Han later. Liu Bei declared himself King of Hanzhong after defeating Cao Cao in

7918-459: The political climate in the Ming dynasty, unlike in the Jin dynasty when Cao Wei was considered the legitimate successor to the Han dynasty. Some non-historical scenes in the novel have become well-known and subsequently became a part of traditional Chinese culture. In the introduction to the 1959 reprint of the Brewitt-Taylor translation, Roy Andrew Miller argues that the novel's chief theme

8025-630: The process of reunification and the struggles of the heroes who sacrificed for it. The following is a summary of the central plot and some well-known highlights in the novel. In the late second century, towards the end of the Han dynasty in China, corruption was rampant on all levels throughout the government, with treacherous eunuchs and villainous officials deceiving the emperor and persecuting those who stood up to them. The Han Empire gradually deteriorated and became increasingly fragmented, with many regional officials being warlords with their own armies. In

8132-431: The reader know which of the characters are heroes and which villains, yet the heroes are forced to make a tragic choice between equal values, not merely between good and evil. The heroes know that the end of the empire is ordained by this cosmic cycle of division and unity, yet their choices are moral, based on loyalty, not political. Plaks states the novel deals with the "cyclical theories of dynastic decline," and relates

8239-726: The research of early Korean ( 삼국지 Samguk ji ) and Japanese history (三国志 Sangokushi). It provides, among other things, the first detailed account of Korean and Japanese societies such as Goguryeo , Yemaek and Wa . The passages in Fascicle 30 about the Wa, where the Yamatai-koku and its ruler Queen Himiko are recorded, are referred to as the Wajinden in Japanese studies . The Japanese did not have their own records until more than three centuries later, with

8346-490: The senior generals Ding Feng and Liu Ping ( 留平 ) had already considered returning to Jianye themselves before Sun Hao chose to withdraw and when Sun Hao heard about this he bore grudges against them as generals who might leave him. Later that year, Wu forces finally recovered Jiao Province from rebels paying allegiance to the Jin dynasty, who had held out ever since 264 (during Sun Xiu's reign). This gave Sun Hao encouragement and he continued to plan military actions against

8453-407: The south. The Qing dynasty historian Zhang Xuecheng famously wrote that the novel was "seven-parts fact and three-parts fiction." The fictional parts are culled from different sources, including unofficial histories, folk stories, the Sanguozhi Pinghua , and also the author's own imagination. Nonetheless, the description of the social conditions and the logic that the characters use is accurate to

8560-469: The state of Cao Wei. In Wu, there had been internal conflict among the nobles since Sun Quan's death. The regents Zhuge Ke and Sun Chen consecutively attempted to usurp the throne but were eventually ousted from power and eliminated in coups. Although stability was temporarily restored in Wu, the last Wu emperor, Sun Hao , turned out to be a tyrant. Wu, the last of the Three Kingdoms, was eventually conquered by

8667-512: The status of eventual presumed heir to being the son of a commoner, albeit a grandson of the emperor. In 252, Sun He's status was elevated from commoner status as Sun Quan just before his death that year instated Sun He as the Prince of Nanyang and a princedom at Changsha . Indeed, there were rumours, even after Sun He's younger brother Sun Liang took the throne after Sun Quan's death that the regent Zhuge Ke , an uncle of Sun He's wife Princess Zhang,

8774-611: The successor to Wu's rival state Cao Wei , after its first emperor, Sima Yan , usurped the Wei throne, sought to establish peace with Wu. Sun Hao instead considered attacking the Jin dynasty, but while he did not do so at that moment, he also did not make peace with the Jin dynasty. In 266, commoners in present-day Zhejiang unable to withstand Sun Hao's heavy levies (to support his luxuries) rebelled and kidnapped Sun Hao's brother, Sun Qian, as figurehead. They reached Jianye but were eventually defeated by Ding Gu ( 丁固 ) and Zhuge Jing , who were responsible for Jianye's defences. Although there

8881-584: The territories to him, but Liu Bei dismissed the messenger each time with a different excuse. Sun Quan was unwilling to give up, so he followed Zhou Yu's plan to trick Liu Bei to come to Jiangdong to marry his sister Lady Sun and then hold Liu Bei hostage in exchange for Jing Province. However, Zhuge Liang foiled Zhou Yu's plot, and the newlywed couple returned to Jing Province safely. Zhou Yu later died in frustration after Zhuge Liang repeatedly thwarted his moves to take Jing Province. Relations between Liu Bei and Sun Quan deteriorated after Zhou Yu's death, but not to

8988-469: The throne in September 264 after the death of his uncle, Sun Xiu (Emperor Jing), in light of the desire of the people to have an older emperor, considering the recent destruction of Wu's ally state Shu Han . However, he turned out to be a most unfortunate choice, as his cruelty, extravagance and inability to handle domestic matters doomed Wu, which was eventually conquered by the Jin dynasty in 280, ending

9095-472: The throne, in exchange for troops and horses. Sun Ce then secured himself a power base in the rich riverlands of Jiangdong ( Wu ), on which the state of Eastern Wu was founded later. Tragically, Sun Ce also died at the pinnacle of his career from illness under stress of his terrifying encounter with the ghost of Yu Ji , a venerable magician whom he had falsely accused of heresy and executed in jealousy. Sun Quan , his younger brother and successor, proved to be

9202-488: The trust Liu Bei had placed in him. After Liu Bei's death, Cao Pi induced several forces, including Sun Quan, a turncoat Shu general Meng Da , the Nanman and Qiang tribes, to attack Shu, in coordination with a Wei army. However, Zhuge Liang managed to make the five armies retreat without any bloodshed. He also sent Deng Zhi to make peace with Sun Quan and restore the alliance between Shu and Wu. Zhuge Liang then personally led

9309-422: The two of them. Neither died, but when they found out that Sun Hao was behind the poisoning they knew they could not do anything about it; Wan Yu committed suicide while Liu Ping died in distress. Lu Kang died in 274. In his final petition, he requested Sun Hao to strengthen the defences on Wu's western border, but Sun Hao did not do so. Further, he divided Lu Kang's forces into six different commands, although each

9416-409: The uprising can be found in fragmentary form in at least four fascicles: the biographies of Cheng Yu , Yu Jin , Liu Bei , and Sun Jian . The three books in the Records of the Three Kingdoms end at different dates, with the main section of the Book of Wei ending with the abdication of Cao Huan in 265, the Book of Shu ending with the death of Liu Shan in 271, and the Book of Wu ending with

9523-415: The warlord Dong Zhuo , who escorted them back to the palace and used the opportunity to seize control of the imperial capital, Luoyang , under the pretext of protecting the emperor. Dong Zhuo later deposed Emperor Shao and replaced him with the Prince of Chenliu ( Emperor Xian ), who was merely a figurehead under his control. Dong Zhuo monopolised state power, persecuted his political opponents, and oppressed

9630-438: The wood shavings from the building project floated down the Yangtze River , the Wu general Wu Yan realised what was happening and requested that the northwestern border be fortified, but Sun Hao refused. Later in 272, Sun Hao would carry out an action that would lead to a major rebellion — summoning Bu Chan , the general in charge of Xiling (in present-day Yichang , Hubei ), back to the capital back to Jianye. Fearful that he

9737-485: Was about to be punished somehow, Bu Chan rebelled and defected to the Jin dynasty. While Lu Kang was eventually able to defeat Bu Chan and recover Xiling for Wu, the distrust the Wu generals had for their emperor had been thoroughly exposed and Jin generals became emboldened in proposing plans of conquest to their emperor. In the same year, Sun Hao, still holding grudges against Wan Yu and Liu Ping for their plan to abandon him and return to Jianye on their own, tried to poison

9844-590: Was apparently discontinued. Parts of that project are published by Robert Joe Cutter and William Gordon Crowell under the title Empresses and Consorts: Selections from Chen Shou's Records of the Three States With Pei Songzhi's Commentary ( University of Hawaii Press , 1999), which includes the translations for fascicles 5, 34, and 50. Other translations include Kenneth J. Dewoskin's Doctors Diviners and Magicians of Ancient China: Biographies of Fang-Shih ( Columbia University Press , 1983), which includes

9951-452: Was at this point, but Sun Xiu himself died at age 29, so it was unlikely that Sun Wan was even a teenager.) At the recommendation of Wan Yu, who was by this point a general, Puyang Xing and Zhang Bu enthroned Sun Hao instead. At first, the people of Wu were impressed with the new emperor as he reduced taxes, gave relief to the poor, and released a large number of ladies in waiting from the palace to let them marry. However, soon that hopefulness

10058-457: Was attacked by Liu Biao (acting on Yuan Shao's instruction) on the way back to his base. At the same time, Yuan Shao waged war against Gongsun Zan to consolidate his power in northern China. Other warlords such as Cao Cao and Liu Bei , who initially had no titles or land, were also gradually forming their own armies and taking control of territories. During those times of upheaval, Cao Cao saved Emperor Xian from Dong Zhuo's followers, established

10165-425: Was eventually conquered by Wei forces . Jiang Wei attempted to restore Shu with the help of Zhong Hui , a disgruntled Wei general, but their plan failed and Zhong Hui was killed by Wei troops while Jiang Wei died by suicide. Shortly after the fall of Shu, Sima Zhao died and his son, Sima Yan , forced the last Wei emperor, Cao Huan , to abdicate the throne to him. Sima Yan then established the Jin dynasty to replace

10272-446: Was forced to surrender in May 280. Sun Hao and his clan were escorted to the Jin capital Luoyang . Sun Hao, now a captive, humiliated himself by covering himself with mud and having himself bound behind his back. Sima Yan had Sun Hao unbound and had him seated next to him at the next imperial gathering. He remarked, "I have set this seat for you for a long time." Sun Hao responded, "I also had

10379-484: Was heavily outnumbered by Yuan Shao, he secured a decisive victory over his rival after launching a surprise raid on Yuan Shao's supply train and throwing the enemy into disarray. Yuan Shao retreated north after his defeat, fell ill and died about two years later. Cao Cao took advantage of Yuan Shao's death, which had resulted in internal conflict among his sons who were fighting over their father's territories, and advanced north to attack and seize all of Yuan Shao's lands. By

10486-564: Was interested in restoring Sun He and making Sun He emperor instead. After Zhuge Ke's assassination and replacement by Sun Jun in 253, Sun He fell into danger as Sun Jun had been instrumental in having Sun He deposed in the first place and wanted to eliminate any chance of a Sun He comeback. Sun Jun used the rumours as an excuse to have Sun He demoted back to commoner status and exiled to Xindu (新都; in present-day Chun'an County , Zhejiang ), and then sent messengers to force Sun He to commit suicide. Princess Zhang also committed suicide. When offered

10593-474: Was led by one of Lu Kang's sons. In 275, the senior Wu minister He Shao ( 賀邵 ) suffered a stroke and was paralysed. Sun Hao suspected that he was pretending and had him arrested and tortured by whipping and by subjecting him to saws and fires. He died under torture and his clan was exiled. For the next several years, people wishing to flatter Sun Hao often offered him miraculous items (real or manufactured) that purportedly suggest that he would eventually destroy

10700-563: Was named crown prince in February or March 242, a few months after the death of Sun Quan 's eldest son and first crown prince, Sun Deng , in May or June 241. Sun Hao's mother, Consort He , was a concubine of Sun He. In 250, after Sun Quan grew tired of the constant disputes between his sons Sun He and Sun Ba , he forced Sun Ba to commit suicide and exiled Sun He to Guzhang (故鄣; in present-day Huzhou , Zhejiang ), presumably along with his family and reduced to commoner status. Sun Hao went from

10807-559: Was no evidence that Sun Qian was actually involved in the rebellion, Sun Hao not only had Sun Qian but also mother and younger brother, Sun Jun, by the same mother, executed. Sun Hao believed this was a fulfillment of the prophecy that prompted his move of the capital to Wuchang; and later that year, he moved the capital back to Jianye. In 268, Sun Hao began a policy of periodically attacking Jin border regions; he had his general Zhu Ji ( 朱繼 ) attack Jiangxia and Wan Yu attack Xiangyang , while he himself postured to attack Hefei . This attack

10914-520: Was reduced and shifted from conventional verse to finer pieces; and most passages praising Cao Cao 's advisers and generals were removed. Scholars have long debated whether the Maos' viewpoint was anti-Qing (identifying Southern Ming remnants with Shu-Han ) or pro-Qing. The famous opening lines of the novel, " The empire , long divided, must unite; long united, must divide. Thus it has ever been" ( 話說天下大勢.分久必合,合久必分 ), long understood to be Luo's introduction and cyclical philosophy, were actually added by

11021-467: Was repelled by Jin forces, as were several later attacks. In late 269, Lu Kai died and soon there was no one left in the administration who dared to speak out anymore. After Lu Kai's death, Sun Hao exiled Lu Kai's clan to Jian'an . Lu Xun's son Lu Kang , a general who was in charge of defending Wu's western borders, did periodically submit petitions requesting reforms, but Sun Hao generally ignored them, although he did not punish Lu Kang. In early 271, in

11128-533: Was reported to the emperor who had them arrested and executed along with their clans in late 264. In 264, he also instated his wife Lady Teng as the empress. In 265, Sun Hao forced the former Empress Dowager Zhu to commit suicide and exiled Sun Xiu's four sons. He soon executed the two eldest, Sun Wan (the former crown prince) and Sun Gong. He then also, believing in a prophecy that the imperial aura had moved from Yang Province to Jing Province and that Jing Province forces would defeat Yang Province forces, undertook

11235-435: Was shattered as Sun Hao started to be cruel in his punishments, superstitious, and indulging himself in wine and women. He also demoted Sun Xiu's widow, Empress Dowager Zhu , to the title of "Empress Jing." He honoured his mother Consort He as the empress dowager instead, while posthumously honouring his father Sun He with the title "Emperor Wen". Puyang Xing and Zhang Bu were shocked and disappointed; their disappointment

11342-425: Was the Marquis of Wucheng and he was sent to his marquisate. At some point, he befriended a magistrate of Wucheng County, Wan Yu , who appraised him as intelligent and studious. Also, during his time as Marquis of Wucheng, he took his future empress Lady Teng as a concubine. In summer 264, Sun Xiu fell ill and was unable to speak but still could write so he wrote an edict summoning the chancellor Puyang Xing to

11449-513: Was unable to capture Fancheng so he retreated, but was caught off guard by Lü Meng and had already lost Jing Province before he knew it. With his army's morale falling and the troops gradually deserting, Guan Yu and his remaining men withdrew to Maicheng, where they were surrounded by Sun Quan's forces. In desperation, Guan Yu attempted to break out of the siege but failed and was captured in an ambush. Sun Quan had him executed after he refused to surrender. Shortly after Guan Yu's death, Cao Cao died of

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