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First-tier Tribunal

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A trial court or court of first instance is a court having original jurisdiction , in which trials take place. Appeals from the decisions of trial courts are usually heard by higher courts with the power of appellate review ( appellate courts ). Most appellate courts do not have the authority to hear testimony or take evidence, but instead rule solely on matters of law.

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26-514: The First-tier Tribunal is a first-instance general tribunal in the United Kingdom . It was created in 2008 as part of a programme, enacted in the Tribunals, Courts and Enforcement Act 2007 , to rationalise the tribunal system, and has since taken on the functions of 20 previously existing tribunals. It is administered by His Majesty's Courts and Tribunals Service . Appeals from it lie to

52-764: A trial court or appellate court in which a record of the proceedings is captured and preserved, for the possibility of appeal . A court clerk or a court reporter takes down a record of oral proceedings. That written record (and all other evidence) is preserved at least long enough for all appeals to be exhausted, or for some further period of time provided by law (for example, in some U.S. states , death penalty statutes provide that all evidence must be preserved for an extended period of time). Most courts of record have rules of procedure (see rules of evidence , rules of civil procedure , and rules of criminal procedure ) and therefore they require that most parties be represented by counsel (specifically, attorneys holding

78-673: A Court of Record. Courts of record are loosely defined in English law . They have been defined as: As such, the following may be defined as courts of record: Under an alternative definition, courts or tribunals may be designated by statute as "courts of record" irrespective of any of the three above criteria, such as the County Court under section 1A of the County Courts Act 1984 or the First-Tier Tribunal pursuant to section 3 of

104-427: A Social Security claims examiner or a patent examiner. Then, the agency provides a first-level of intra-agency review before a board of appeals that conducts its proceedings on a more formal basis than the proceedings before the initial hearing officer. In most cases, the first level appeal is " trial de novo " (or a 'hearing de novo' ). The intra-agency appeal may be of record or not or somewhere between, depending on

130-650: A judge and two other members, although this can vary between chambers and sections, and also depending on the case concerned. Judges may be permanent office hours, known as salaried judges, or part time, known as fee paid judges. In most cases, appeals against decisions of the First-tier Tribunal can be made to the Upper Tribunal , but only with the permission of the First-tier Tribunal or the Upper Tribunal. Before deciding whether to grant permission to Appeal to

156-400: A license to practice law before the specific tribunal). In contrast, in courts not of record , oral proceedings are not recorded, and the judge makes his or her decision based on notes and memory. In most "not of record" proceedings, the parties may appear personally, without lawyers. For example, most small claims courts , traffic courts , justice courts presided over by justices of

182-495: A spectrum, and there is a transition zone between them. Many proceedings have an intermediate character, with some "of record" characteristics but not others. For example, in some agencies of the U.S. government, oral arguments in intra-agency appeals are transcribed by a reporter as a matter of the agency's choice, but since the record is not required by statute, other guarantees of 5 U.S.C. §§ 554, 556, and 557 do not apply. For example, in proceedings before executive branch agencies of

208-401: A transcript of any trial , and it may include an audio or videotape of hearings, appearances, or arguments of motions . Exhibits introduced in evidence are maintained in the court record at least for a certain period of time after the case has been tried, when the evidence may be returned to the parties or destroyed. If either party takes an appeal, the lower court produces a copy certified by

234-414: Is often possible to go to a court to seek judicial review of the judgment of the agency. The primary function of the record is to serve as the basis for appellate review of the agency- or trial-level proceedings. The record from a trial court includes the evidence introduced by the parties and some form of record of the proceeding itself, which includes copies of all papers filed by the parties and

260-427: Is only meaningful if the trial-level court kept a record of its proceedings. In some classes of cases, after a determination by an inferior or lower tribunal not of record, a party may take a first-level appeal to a tribunal that is of record. For example, many government administrative agencies delegate initial decisions to a single person who acts informally, typically with a title like "clerk" or "examiner," such as

286-582: Is primarily an appellate court, but has original jurisdiction in cases involving a diplomatic official or a state. Because different U.S. states apply different names to their courts, it is often not evident whether a court has general or limited jurisdiction or indeed is a trial court at all. For instance, the Maine District Court is a court of limited jurisdiction, but the Nevada District Courts are courts of general jurisdiction. Likewise,

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312-708: The Delaware Court of Common Pleas is a court of limited jurisdiction, but the Pennsylvania Courts of Common Pleas are courts of general jurisdiction. Similarly, the California Superior Courts are trial courts of general jurisdiction, but the Superior Court of Pennsylvania is an appellate court, and the New Jersey Superior Court is both. Courts of record A court of record is

338-665: The Judicial Appointments Commission . In addition, the following may also sit as Judges of the First-tier Tribunal: The First-tier Tribunal is presided over by the Senior President of Tribunals , since 19 September 2020 Sir Keith Lindblom . Each chamber of the First-tier Tribunal is headed by a chamber president, and within each chamber each section or jurisdiction is headed by a principal judge. In most cases, decisions are made by

364-517: The United States Tax Court in the federal judiciary) or by other means, such as small claims courts in many states for civil cases with a low amount in controversy . Other trials do not take place in courts at all, but in quasi-judicial bodies or in administrative agencies with adjudicatory power created by statute to make binding determinations with simplified procedural practices, such as arbitration . The United States Supreme Court

390-488: The Upper Tribunal , the second part of the 'two-tier system'. The tribunal currently consists of seven chambers, structured around subject areas (although the General Regulatory Chamber has a very broad remit). The chambers may be divided into sections, mirroring the jurisdictions inherited from the tribunals which have been merged into the First-tier Tribunal. Different jurisdictions have been transferred into

416-625: The federal judiciary ; each state has a system establishing trial courts of general jurisdiction, such as the circuit courts in Florida, the superior courts in California, and the New York Supreme Court in New York state. Most trial courts are courts of record , where the record of the presentation of evidence is created and must be maintained or transmitted to the appellate court. The record of

442-412: The rules of evidence established by applicable procedural law and determinations called findings of fact are made based on the evidence. The court, presided over by one or more judges , makes findings of law based upon the applicable law. In most common law jurisdictions, the trial court often sits with a jury and one judge; in such jury trials , the jury acts as trier of fact . In some cases,

468-781: The Tribunals, Courts and Enforcement Act 2007. Using a broader definition, the majority of courts in the UK keep records of proceedings. This includes the county court and most independent tribunals, e.g. the Investigatory Powers Tribunal . Courts of record are not defined in Scots law. However, both the High Court of Justiciary and Court of Session keep record of all proceedings and as such may be generally termed courts of record. "Of record" and "not of record" are two polar extremes of

494-400: The U.S. federal government, fully-formal proceedings of record are governed by the "formal adjudication" or "on the record" provisions of §§ 554, 556, and 557, but informal proceedings or "not on the record" proceedings are governed by § 555. However, powers available to the tribunal turn on the tribunal having full "of record" characteristics. For example, in many states, statutes provide that

520-519: The Upper Tribunal, the First Tier Tribunal must consider whether to subject its own decision to 'Reconsideration'. In the case of Criminal Injuries Compensation and Asylum Support cases, there is technically no right of appeal, but a decision may be reviewed by way of an application to the Upper Tribunal for judicial review of the First-tier Tribunal's decision. Trial court In the trial court, evidence and testimony are admitted under

546-399: The agency. That is not an appeal as such but a new proceeding, which completely supersedes the result of the prior agency determination. Often, the review tribunal will not permit introduction of new evidence, or may have evidentiary rules that are quite restrictive. When the first-level adjudication is made by an executive branch agency, and after all intra-agency procedures are exhausted, it

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572-469: The judge or judges act as triers of both fact and law, by either statute, custom, or agreement of the parties; this is referred to as a bench trial . In the United States, a trial court of general jurisdiction is authorized to hear some type of civil or criminal case that is not committed exclusively to another court. The United States district courts are the trial courts of general jurisdiction of

598-463: The peace , many administrative tribunals that make initial governmental administrative decisions such as government benefit determinations, and the like, are not courts of record. The Constitution of India , under Article 129 states that the Supreme Court of India shall be a Court of record with powers to punish for contempt of itself. Similarly, Art 215 declares all High Courts of India to be

624-422: The power to fine or imprison lies only with courts of record. Similarly, for a court to punish for contempt, there must be a record of exactly what was said by whom and so the power to punish for contempt requires the tribunal have at least a court reporter taking down all proceedings. The rationale is that criminal penalties or contempt penalties may not be imposed unless there is a right of appeal, and an appeal

650-422: The trial court is certified by the clerk of the trial court and transmitted to the appellate body. Not all cases are heard in trial courts of general jurisdiction. A trial court of limited jurisdiction is authorized to hear only specified types of cases. Trial courts of limited jurisdiction may be limited in subject-matter jurisdiction (such as juvenile , probate , and family courts in many U.S. states, or

676-448: The tribunal in a programme which began in 2008 and is continuing. The judiciary of the First-tier Tribunal comprises tribunal judges and other members. Legally qualified members of the former tribunals became Tribunal Judges of the First-tier Tribunal when their jurisdiction was transferred, whilst the lay members (often with expertise in the subject matter of the former tribunal) became other members. New judges and members are appointed by

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