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Kruskal's tree theorem

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In mathematics , Kruskal's tree theorem states that the set of finite trees over a well-quasi-ordered set of labels is itself well-quasi-ordered under homeomorphic embedding.

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61-447: The theorem was conjectured by Andrew Vázsonyi and proved by Joseph Kruskal  ( 1960 ); a short proof was given by Crispin Nash-Williams  ( 1963 ). It has since become a prominent example in reverse mathematics as a statement that cannot be proved in ATR 0 (a second-order arithmetic theory with a form of arithmetical transfinite recursion ). In 2004, the result

122-600: A professor of mathematics and a professor of music. He officially retired in July 2012. In September 2013, he received an honorary doctorate from Ghent University . Jordana Cepelewicz (2017) profiled Friedman in Nautilus as "The Man Who Wants to Rescue Infinity". Friedman made headlines in the Italian newspaper La Repubblica for his manuscript A Divine Consistency Proof for Mathematics , which shows in detail how, starting from

183-400: A completely symbolic form (e.g., as propositions in propositional calculus ), they are often expressed informally in a natural language such as English for better readability. The same is true of proofs, which are often expressed as logically organized and clearly worded informal arguments, intended to convince readers of the truth of the statement of the theorem beyond any doubt, and from which

244-467: A completely symbolic form—with the presumption that a formal statement can be derived from the informal one. It is common in mathematics to choose a number of hypotheses within a given language and declare that the theory consists of all statements provable from these hypotheses. These hypotheses form the foundational basis of the theory and are called axioms or postulates. The field of mathematics known as proof theory studies formal languages, axioms and

305-405: A formal symbolic proof can in principle be constructed. In addition to the better readability, informal arguments are typically easier to check than purely symbolic ones—indeed, many mathematicians would express a preference for a proof that not only demonstrates the validity of a theorem, but also explains in some way why it is obviously true. In some cases, one might even be able to substantiate

366-412: A layman. In mathematical logic , a formal theory is a set of sentences within a formal language . A sentence is a well-formed formula with no free variables. A sentence that is a member of a theory is one of its theorems, and the theory is the set of its theorems. Usually a theory is understood to be closed under the relation of logical consequence . Some accounts define a theory to be closed under

427-451: A natural number n for which the Mertens function M ( n ) equals or exceeds the square root of n ) is known: all numbers less than 10 have the Mertens property, and the smallest number that does not have this property is only known to be less than the exponential of 1.59 × 10 , which is approximately 10 to the power 4.3 × 10 . Since the number of particles in the universe

488-420: A semantics for them through interpretation . Although theorems may be uninterpreted sentences, in practice mathematicians are more interested in the meanings of the sentences, i.e. in the propositions they express. What makes formal theorems useful and interesting is that they may be interpreted as true propositions and their derivations may be interpreted as a proof of their truth. A theorem whose interpretation

549-637: A single counter-example and so establish the impossibility of a proof for the proposition as-stated, and possibly suggest restricted forms of the original proposition that might have feasible proofs. For example, both the Collatz conjecture and the Riemann hypothesis are well-known unsolved problems; they have been extensively studied through empirical checks, but remain unproven. The Collatz conjecture has been verified for start values up to about 2.88 × 10 . The Riemann hypothesis has been verified to hold for

610-399: A theorem by using a picture as its proof. Because theorems lie at the core of mathematics, they are also central to its aesthetics . Theorems are often described as being "trivial", or "difficult", or "deep", or even "beautiful". These subjective judgments vary not only from person to person, but also with time and culture: for example, as a proof is obtained, simplified or better understood,

671-601: A theorem if proven true. Until the end of the 19th century and the foundational crisis of mathematics , all mathematical theories were built from a few basic properties that were considered as self-evident; for example, the facts that every natural number has a successor, and that there is exactly one line that passes through two given distinct points. These basic properties that were considered as absolutely evident were called postulates or axioms ; for example Euclid's postulates . All theorems were proved by using implicitly or explicitly these basic properties, and, because of

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732-556: A theorem of the ambient theory, although they can be proved in a wider theory. An example is Goodstein's theorem , which can be stated in Peano arithmetic , but is proved to be not provable in Peano arithmetic. However, it is provable in some more general theories, such as Zermelo–Fraenkel set theory . Many mathematical theorems are conditional statements, whose proofs deduce conclusions from conditions known as hypotheses or premises . In light of

793-434: A theorem that was once difficult may become trivial. On the other hand, a deep theorem may be stated simply, but its proof may involve surprising and subtle connections between disparate areas of mathematics. Fermat's Last Theorem is a particularly well-known example of such a theorem. Logically , many theorems are of the form of an indicative conditional : If A, then B . Such a theorem does not assert B — only that B

854-442: A theorem. It comprises tens of thousands of pages in 500 journal articles by some 100 authors. These papers are together believed to give a complete proof, and several ongoing projects hope to shorten and simplify this proof. Another theorem of this type is the four color theorem whose computer generated proof is too long for a human to read. It is among the longest known proofs of a theorem whose statement can be easily understood by

915-538: A value that is so big that many other "large" combinatorial constants, such as Friedman's n ( 4 ) {\displaystyle n(4)} , n n ( 5 ) ( 5 ) {\displaystyle n^{n(5)}(5)} , and Graham's number , are extremely small by comparison. A lower bound for n ( 4 ) {\displaystyle n(4)} , and, hence, an extremely weak lower bound for TREE ( 3 ) {\displaystyle {\text{TREE}}(3)} ,

976-498: Is A A ( 187196 ) ( 1 ) {\displaystyle A^{A(187196)}(1)} . Graham's number, for example, is much smaller than the lower bound A A ( 187196 ) ( 1 ) {\displaystyle A^{A(187196)}(1)} , which is approximately g 3 ↑ 187196 3 {\displaystyle g_{3\uparrow ^{187196}3}} , where g x {\displaystyle g_{x}}

1037-450: Is Fermat's Last Theorem , and there are many other examples of simple yet deep theorems in number theory and combinatorics , among other areas. Other theorems have a known proof that cannot easily be written down. The most prominent examples are the four color theorem and the Kepler conjecture . Both of these theorems are only known to be true by reducing them to a computational search that

1098-426: Is Graham's function . Citations Bibliography Theorem In mathematics and formal logic , a theorem is a statement that has been proven , or can be proven. The proof of a theorem is a logical argument that uses the inference rules of a deductive system to establish that the theorem is a logical consequence of the axioms and previously proved theorems. In mainstream mathematics,

1159-602: Is Graham's number ), and TREE ( 3 ) {\displaystyle {\text{TREE}}(3)} (where the argument specifies the number of labels ; see below ) is larger than t r e e t r e e t r e e t r e e t r e e 8 ( 7 ) ( 7 ) ( 7 ) ( 7 ) ( 7 ) . {\displaystyle \mathrm {tree} ^{\mathrm {tree} ^{\mathrm {tree} ^{\mathrm {tree} ^{\mathrm {tree} ^{8}(7)}(7)}(7)}(7)}(7).} To differentiate

1220-403: Is inf-embeddable in T 2 and write T 1 ≤ T 2 {\displaystyle T_{1}\leq T_{2}} if there is an injective map F from the vertices of T 1 to the vertices of T 2 such that: Kruskal's tree theorem then states: If X is well-quasi-ordered , then the set of rooted trees with labels in X is well-quasi-ordered under

1281-399: Is a device for turning coffee into theorems" , is probably due to Alfréd Rényi , although it is often attributed to Rényi's colleague Paul Erdős (and Rényi may have been thinking of Erdős), who was famous for the many theorems he produced, the number of his collaborations, and his coffee drinking. The classification of finite simple groups is regarded by some to be the longest proof of

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1342-419: Is a necessary consequence of A . In this case, A is called the hypothesis of the theorem ("hypothesis" here means something very different from a conjecture ), and B the conclusion of the theorem. The two together (without the proof) are called the proposition or statement of the theorem (e.g. " If A, then B " is the proposition ). Alternatively, A and B can be also termed the antecedent and

1403-403: Is a true statement about a formal system (as opposed to within a formal system) is called a metatheorem . Some important theorems in mathematical logic are: The concept of a formal theorem is fundamentally syntactic, in contrast to the notion of a true proposition, which introduces semantics . Different deductive systems can yield other interpretations, depending on the presumptions of

1464-528: Is an American mathematical logician at Ohio State University in Columbus, Ohio . He has worked on reverse mathematics , a project intended to derive the axioms of mathematics from the theorems considered to be necessary. In recent years, this has advanced to a study of Boolean relation theory, which attempts to justify large cardinal axioms by demonstrating their necessity for deriving certain propositions considered "concrete". Friedman earned his Ph.D. from

1525-512: Is generally considered less than 10 to the power 100 (a googol ), there is no hope to find an explicit counterexample by exhaustive search . The word "theory" also exists in mathematics, to denote a body of mathematical axioms, definitions and theorems, as in, for example, group theory (see mathematical theory ). There are also "theorems" in science, particularly physics, and in engineering, but they often have statements and proofs in which physical assumptions and intuition play an important role;

1586-443: Is that it is falsifiable , that is, it makes predictions about the natural world that are testable by experiments . Any disagreement between prediction and experiment demonstrates the incorrectness of the scientific theory, or at least limits its accuracy or domain of validity. Mathematical theorems, on the other hand, are purely abstract formal statements: the proof of a theorem cannot involve experiments or other empirical evidence in

1647-507: Is that proven by Nash-Williams; Kruskal's formulation is somewhat stronger. All trees we consider are finite. Given a tree T with a root , and given vertices v , w , call w a successor of v if the unique path from the root to w contains v , and call w an immediate successor of v if additionally the path from v to w contains no other vertex. Take X to be a partially ordered set . If T 1 , T 2 are rooted trees with vertices labeled in X , we say that T 1

1708-636: Is then verified by a computer program. Initially, many mathematicians did not accept this form of proof, but it has become more widely accepted. The mathematician Doron Zeilberger has even gone so far as to claim that these are possibly the only nontrivial results that mathematicians have ever proved. Many mathematical theorems can be reduced to more straightforward computation, including polynomial identities, trigonometric identities and hypergeometric identities. Theorems in mathematics and theories in science are fundamentally different in their epistemology . A scientific theory cannot be proved; its key attribute

1769-434: The consequent , respectively. The theorem "If n is an even natural number , then n /2 is a natural number" is a typical example in which the hypothesis is " n is an even natural number", and the conclusion is " n /2 is also a natural number". In order for a theorem to be proved, it must be in principle expressible as a precise, formal statement. However, theorems are usually expressed in natural language rather than in

1830-757: The Massachusetts Institute of Technology in 1967, at age 19, with a dissertation on Subsystems of Analysis . His advisor was Gerald Sacks . Friedman received the Alan T. Waterman Award in 1984. He also assumed the title of Visiting Scientist at IBM . He delivered the Tarski Lectures in 2007. In 1967, Friedman was listed in the Guinness Book of World Records for being the world's youngest professor when he taught at Stanford University at age 18 as an assistant professor of philosophy . He has also been

1891-459: The Paris–Harrington theorem , some special cases and variants of the theorem can be expressed in subsystems of second-order arithmetic much weaker than the subsystems where they can be proved. This was first observed by Harvey Friedman in the early 1980s, an early success of the then-nascent field of reverse mathematics. In the case where the trees above are taken to be unlabeled (that is, in

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1952-486: The division algorithm , Euler's formula , and the Banach–Tarski paradox . A theorem and its proof are typically laid out as follows: The end of the proof may be signaled by the letters Q.E.D. ( quod erat demonstrandum ) or by one of the tombstone marks, such as "□" or "∎", meaning "end of proof", introduced by Paul Halmos following their use in magazines to mark the end of an article. The exact style depends on

2013-491: The semantic consequence relation ( ⊨ {\displaystyle \models } ), while others define it to be closed under the syntactic consequence , or derivability relation ( ⊢ {\displaystyle \vdash } ). For a theory to be closed under a derivability relation, it must be associated with a deductive system that specifies how the theorems are derived. The deductive system may be stated explicitly, or it may be clear from

2074-406: The set of all sets cannot be expressed with a well-formed formula. More precisely, if the set of all sets can be expressed with a well-formed formula, this implies that the theory is inconsistent , and every well-formed assertion, as well as its negation, is a theorem. In this context, the validity of a theorem depends only on the correctness of its proof. It is independent from the truth, or even

2135-463: The Robertson–Seymour theorem would give another theorem unprovable by Π 1 -CA 0 . Ordinal analysis confirms the strength of Kruskal's theorem, with the proof-theoretic ordinal of the theorem equaling the small Veblen ordinal (sometimes confused with the smaller Ackermann ordinal ). Suppose that P ( n ) {\displaystyle P(n)} is the statement: All

2196-400: The author or publication. Many publications provide instructions or macros for typesetting in the house style . It is common for a theorem to be preceded by definitions describing the exact meaning of the terms used in the theorem. It is also common for a theorem to be preceded by a number of propositions or lemmas which are then used in the proof. However, lemmas are sometimes embedded in

2257-427: The axioms and the inference rules are commonly left implicit, and, in this case, they are almost always those of Zermelo–Fraenkel set theory with the axiom of choice (ZFC), or of a less powerful theory, such as Peano arithmetic . Generally, an assertion that is explicitly called a theorem is a proved result that is not an immediate consequence of other known theorems. Moreover, many authors qualify as theorems only

2318-411: The axioms). The theorems of the theory are the statements that can be derived from the axioms by using the deducing rules. This formalization led to proof theory , which allows proving general theorems about theorems and proofs. In particular, Gödel's incompleteness theorems show that every consistent theory containing the natural numbers has true statements on natural numbers that are not theorems of

2379-460: The case where X has size one), Friedman found that the result was unprovable in ATR 0 , thus giving the first example of a predicative result with a provably impredicative proof. This case of the theorem is still provable by Π 1 -CA 0 , but by adding a "gap condition" to the definition of the order on trees above, he found a natural variation of the theorem unprovable in this system. Much later,

2440-407: The context. The closure of the empty set under the relation of logical consequence yields the set that contains just those sentences that are the theorems of the deductive system. In the broad sense in which the term is used within logic, a theorem does not have to be true, since the theory that contains it may be unsound relative to a given semantics, or relative to the standard interpretation of

2501-506: The derivation rules (i.e. belief , justification or other modalities ). The soundness of a formal system depends on whether or not all of its theorems are also validities . A validity is a formula that is true under any possible interpretation (for example, in classical propositional logic, validities are tautologies ). A formal system is considered semantically complete when all of its theorems are also tautologies. Harvey Friedman Harvey Friedman (born 23 September 1948)

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2562-429: The evidence of these basic properties, a proved theorem was considered as a definitive truth, unless there was an error in the proof. For example, the sum of the interior angles of a triangle equals 180°, and this was considered as an undoubtable fact. One aspect of the foundational crisis of mathematics was the discovery of non-Euclidean geometries that do not lead to any contradiction, although, in such geometries,

2623-458: The first 10 trillion non-trivial zeroes of the zeta function . Although most mathematicians can tolerate supposing that the conjecture and the hypothesis are true, neither of these propositions is considered proved. Such evidence does not constitute proof. For example, the Mertens conjecture is a statement about natural numbers that is now known to be false, but no explicit counterexample (i.e.,

2684-495: The foundations of mathematics to make them more rigorous . In these new foundations, a theorem is a well-formed formula of a mathematical theory that can be proved from the axioms and inference rules of the theory. So, the above theorem on the sum of the angles of a triangle becomes: Under the axioms and inference rules of Euclidean geometry , the sum of the interior angles of a triangle equals 180° . Similarly, Russell's paradox disappears because, in an axiomatized set theory,

2745-494: The hypothesis of the existence of God (in the sense of Gödel's ontological proof ), it can be shown that mathematics, as formalized by the usual ZFC axioms , is consistent. He invented and proved important theorems regarding the finite promise games and greedy clique sequences , and Friedman's grand conjecture bears his name. Friedman is the brother of mathematician Sy Friedman . According to ResearchGate , Friedman published over 200 peer-reviewed research articles during

2806-489: The inf-embeddable order defined above. (That is to say, given any infinite sequence T 1 , T 2 , … of rooted trees labeled in X , there is some i < j {\displaystyle i<j} so that T i ≤ T j {\displaystyle T_{i}\leq T_{j}} .) For a countable label set X , Kruskal's tree theorem can be expressed and proven using second-order arithmetic . However, like Goodstein's theorem or

2867-484: The interpretation of proof as justification of truth, the conclusion is often viewed as a necessary consequence of the hypotheses. Namely, that the conclusion is true in case the hypotheses are true—without any further assumptions. However, the conditional could also be interpreted differently in certain deductive systems , depending on the meanings assigned to the derivation rules and the conditional symbol (e.g., non-classical logic ). Although theorems can be written in

2928-544: The length of the shortest proof of P ( n ) {\displaystyle P(n)} in Peano arithmetic grows phenomenally fast as a function of n , far faster than any primitive recursive function or the Ackermann function , for example. The least m for which P ( n ) {\displaystyle P(n)} holds similarly grows extremely quickly with n . Define tree ( n ) {\displaystyle {\text{tree}}(n)} ,

2989-448: The most important results, and use the terms lemma , proposition and corollary for less important theorems. In mathematical logic , the concepts of theorems and proofs have been formalized in order to allow mathematical reasoning about them. In this context, statements become well-formed formulas of some formal language . A theory consists of some basis statements called axioms , and some deducing rules (sometimes included in

3050-498: The physical axioms on which such "theorems" are based are themselves falsifiable. A number of different terms for mathematical statements exist; these terms indicate the role statements play in a particular subject. The distinction between different terms is sometimes rather arbitrary, and the usage of some terms has evolved over time. Other terms may also be used for historical or customary reasons, for example: A few well-known theorems have even more idiosyncratic names, for example,

3111-457: The proof of a theorem, either with nested proofs, or with their proofs presented after the proof of the theorem. Corollaries to a theorem are either presented between the theorem and the proof, or directly after the proof. Sometimes, corollaries have proofs of their own that explain why they follow from the theorem. It has been estimated that over a quarter of a million theorems are proved every year. The well-known aphorism , "A mathematician

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3172-409: The same way such evidence is used to support scientific theories. Nonetheless, there is some degree of empiricism and data collection involved in the discovery of mathematical theorems. By establishing a pattern, sometimes with the use of a powerful computer, mathematicians may have an idea of what to prove, and in some cases even a plan for how to set about doing the proof. It is also possible to find

3233-635: The significance of the axioms. This does not mean that the significance of the axioms is uninteresting, but only that the validity of a theorem is independent from the significance of the axioms. This independence may be useful by allowing the use of results of some area of mathematics in apparently unrelated areas. An important consequence of this way of thinking about mathematics is that it allows defining mathematical theories and theorems as mathematical objects , and to prove theorems about them. Examples are Gödel's incompleteness theorems . In particular, there are well-formed assertions than can be proved to not be

3294-413: The statements P ( n ) {\displaystyle P(n)} are true as a consequence of Kruskal's theorem and Kőnig's lemma . For each n , Peano arithmetic can prove that P ( n ) {\displaystyle P(n)} is true, but Peano arithmetic cannot prove the statement " P ( n ) {\displaystyle P(n)} is true for all n ". Moreover,

3355-526: The structure of proofs. Some theorems are " trivial ", in the sense that they follow from definitions, axioms, and other theorems in obvious ways and do not contain any surprising insights. Some, on the other hand, may be called "deep", because their proofs may be long and difficult, involve areas of mathematics superficially distinct from the statement of the theorem itself, or show surprising connections between disparate areas of mathematics. A theorem might be simple to state and yet be deep. An excellent example

3416-462: The sum of the angles of a triangle is different from 180°. So, the property "the sum of the angles of a triangle equals 180°" is either true or false, depending whether Euclid's fifth postulate is assumed or denied. Similarly, the use of "evident" basic properties of sets leads to the contradiction of Russell's paradox . This has been resolved by elaborating the rules that are allowed for manipulating sets. This crisis has been resolved by revisiting

3477-411: The theory (that is they cannot be proved inside the theory). As the axioms are often abstractions of properties of the physical world , theorems may be considered as expressing some truth, but in contrast to the notion of a scientific law , which is experimental , the justification of the truth of a theorem is purely deductive . A conjecture is a tentative proposition that may evolve to become

3538-723: The two functions, "TREE" (with all caps) is the big TREE function, and "tree" (with all letters in lowercase) is the weak tree function. By incorporating labels, Friedman defined a far faster-growing function. For a positive integer n , take TREE ( n ) {\displaystyle {\text{TREE}}(n)} to be the largest m so that we have the following: The TREE sequence begins TREE ( 1 ) = 1 {\displaystyle {\text{TREE}}(1)=1} , TREE ( 2 ) = 3 {\displaystyle {\text{TREE}}(2)=3} , then suddenly, TREE ( 3 ) {\displaystyle {\text{TREE}}(3)} explodes to

3599-445: The underlying language. A theory that is inconsistent has all sentences as theorems. The definition of theorems as sentences of a formal language is useful within proof theory , which is a branch of mathematics that studies the structure of formal proofs and the structure of provable formulas. It is also important in model theory , which is concerned with the relationship between formal theories and structures that are able to provide

3660-675: The weak tree function, as the largest m so that we have the following: It is known that tree ( 1 ) = 2 {\displaystyle {\text{tree}}(1)=2} , tree ( 2 ) = 5 {\displaystyle {\text{tree}}(2)=5} , tree ( 3 ) ≥ 844 , 424 , 930 , 131 , 960 {\displaystyle {\text{tree}}(3)\geq 844,424,930,131,960} (about 844 trillion), tree ( 4 ) ≫ g 64 {\displaystyle {\text{tree}}(4)\gg g_{64}} (where g 64 {\displaystyle g_{64}}

3721-469: Was generalized from trees to graphs as the Robertson–Seymour theorem , a result that has also proved important in reverse mathematics and leads to the even-faster-growing SSCG function , which dwarfs TREE ( 3 ) {\displaystyle {\text{TREE}}(3)} . A finitary application of the theorem gives the existence of the fast-growing TREE function . The version given here

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